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PROBATE CODE SECTION 3101 PETITION

A Probate Code Section 3101 petition is usually involves the transfer of a community property asset to a spouse or Living Trust for the benefit of both spouses when one spouse lacks capacity. The principal purpose of the petition is to avoid the need for a conservatorship when one spouse lacks legal capacity to join or consent for a transaction and the other spouse has capacity or a conservator. This petition can be used for various situations that involve almost any particular transaction involving community property.

The petition is useful in the following circumstances:
 
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The spouse with capacity wishes to sell the community property family residence and invest the proceeds in another home or a life care arrangement more suitable to the couple's needs. The other spouse lacks the capacity to join in the transaction and has no conservator.
 
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The spouse with capacity wishes to create and fund a Living Trust with community property without the creation of a conservatorship. The other spouse lacks the capacity to execute the trust and convey the assets into it and has no conservator.
 
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The spouse with capacity wishes to make a gift of community property to certain family members or charities. The other spouse lacks the capacity to join in or consent to the gift and has no conservator.
 
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An elderly couple who spent their entire married life in California has moved to another state where a conservatorship of the person and the estate has been established for one of the spouses. They still own their community property California residence. The spouse with capacity wants to dispose of it and add the proceeds to the conservatorship proceedings in the other state.
 
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One spouse is competent and the other is not and his or her care is incurring enormous expenses for the couple. The "well" spouse wants to plan for the likelihood that the other spouse will qualify for public assistance and wishes to maximize the resources that he or she may retain when qualification occurs (i.e., Medi-Cal planning).
 
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In any of the above scenarios and the assets under consideration also include the separate property of the incapacitated spouse.


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